IT Solutions for Financial Services

Regulatory-compliant IT solutions for financial advisors, mortgage brokers, insurance brokers, and finance professionals. We understand the stringent security and compliance requirements of the financial services industry—protecting client assets and data while enabling efficient operations.

Why Specialised IT?

Secure IT infrastructure for financial advisors, mortgage brokers, and finance businesses. We align your technology with specific industry compliance requirements and workflow demands, ensuring seamless operations.

Service Standards

Audit Ready100%
Encryption256-bit
Record Retention7 Years

01Sector Challenges

What makes Financial Services IT complex.

ASIC Compliance

Meeting stringent regulatory requirements for record keeping and client data handling.

Data Protection

Protecting sensitive client financial information with enterprise-grade security.

System Integration

Connecting with dealer groups, licensees, and financial planning platforms.

Business Continuity

Ensuring operations continue during outages when client portfolios are at stake.

02Capabilities

What we deliver for Financial Services.

Regulatory Compliance

  • ASIC record keeping requirements
  • APRA prudential standards
  • AML/CTF compliance
  • 7-year document retention
  • Audit trail and logging

Financial Systems

  • Xplan integration
  • Midwinter configuration
  • Wealth Axis support
  • Dealer group connectivity
  • Client portal solutions

Security Infrastructure

  • 256-bit encryption
  • Multi-factor authentication
  • Secure client portals
  • Email encryption
  • Disaster recovery

03Software Stack

Software we support.

/01Secure document management and retention
/02Email encryption and secure client portals
/03Integration with financial planning software (Xplan, Midwinter, etc.)
/04Multi-factor authentication and access controls
/05Comprehensive backup and disaster recovery
/06Compliance-ready audit logging

04FAQ

Common questions

  • We implement IT controls that support ASIC compliance including secure record keeping, access controls, audit logging, and data retention policies. We can work with your compliance team to ensure technology meets regulatory requirements.

Specialised Audit

Specialised Audit

Get a gap analysis of your Financial Services IT compliance and security.

Book Assessment

Pass your next audit with confidence.